| |
Type |
Title |
Section |
See document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Ministerial regulations |
|
|
|
 | 26/09/1996 |
04/10/1996 |
| 2. |
Notification of the Securities and Exchange Commission KorThor. 61/2543 |
Rules, Conditions and Procedures for Operational Control in Securities Underwriting |
|
   |
| 23/11/2000 |
01/01/2001 |
| 3. |
Notification of the Securities and Exchange Commission Kor Jor. 4/2560 |
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor |
|
|
| 08/02/2017 |
16/02/2017 |
| 4. |
Notification of the Securities and Exchange Commission KorChor. 9/2555 |
Determination of Definitions of Institutional and High Net Worth Investors |
|
|
| 09/07/2012 |
01/08/2012 |
| 5. |
Notification of the Securities and Exchange Commission 24/2549 |
|
|
|
| 25/10/2006 |
16/11/2006 |
| 6. |
Notification of the Securities and Exchange Commission 11/2549 |
|
|
|
| 02/05/2006 |
16/05/2006 |
| 7. |
Notification of the Securities and Exchange Commission 60/2547 |
|
|
|
| 29/11/2004 |
16/12/2004 |
| 8. |
Notification of the Securities and Exchange Commission 14/2546 |
(Synopsis) |
|
|
| 11/07/2003 |
01/08/2003 |
| 9. |
Notification of the Securities and Exchange Commission 52/2545 |
|
|
|
| 05/11/2002 |
16/11/2002 |
| 10. |
Notification of the Securities and Exchange Commission 16/2540 |
|
|
|
| 18/04/1997 |
01/11/1997 |
| 11. |
Notification of the Securities and Exchange Commission 37/2544 |
(Synopsis) |
35 |
|
| 19/10/2001 |
22/10/2001 |
| |  |
Report/Form (Notification of Securities and Exchange Commission) |
List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) |
|
|
 |
|
|
| 12. |
Notification of Capital Market Supervisory Board 5/2556 |
|
|
|
| 15/02/2013 |
01/04/2013 |
| 13. |
Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor. 62/2552 |
Determination for Securities Companies to Proceed with Customer Complaints |
|
|
| 03/08/2009 |
01/09/2009 |
| 14. |
Notification of Capital Market Supervisory Board 63/2552 |
Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
| 15. |
Notification of Capital Market Supervisory Board 70/2552 |
(Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
| 16. |
Notification of Capital Market Supervisory Board 71/2552 |
(Synopsis) |
|
|
| 03/08/2009 |
01/09/2009 |
|  |
Notification of Capital Market Supervisory Board TorThor. 12/2555 |
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) |
|
|
|
31/01/2012 |
01/04/2012 |
| |
Notification of Capital Market Supervisory Board TorThor. 28/2555 |
Rules, Conditions and Procedures for Controlling Operation of
Securities Underwriting
(No. 3) |
|
|
|
18/05/2012 |
01/07/2012 |
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